-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QILC8lAYrUayzPlPmLkhM5sSPTEnNEC9LQ+ur9iRwI8hWzzmKzuaGQNObY38b6Qq Zq4XyQ97KAk8hWkP7yPYxw== 0000909012-98-000065.txt : 19980220 0000909012-98-000065.hdr.sgml : 19980220 ACCESSION NUMBER: 0000909012-98-000065 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980219 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FALCON PRODUCTS INC /DE/ CENTRAL INDEX KEY: 0000034339 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FURNITURE & FIXTURES [2590] IRS NUMBER: 430730877 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-06985 FILM NUMBER: 98545582 BUSINESS ADDRESS: STREET 1: 9387 DIELMAN INDUSTRIAL DR CITY: ST LOUIS STATE: MO ZIP: 63132 BUSINESS PHONE: 3149919200 MAIL ADDRESS: STREET 1: 9387 DIELMAN INDUSTRIAL DRIVE CITY: ST LOUIS STATE: MO ZIP: 63132 FORMER COMPANY: FORMER CONFORMED NAME: FALCON PRODUCTS INC MISSOURI DATE OF NAME CHANGE: 19750211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLEMING ROBERT INC / DA CENTRAL INDEX KEY: 0000902812 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1285 AVENUE OF THE AMERICAS STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 11TH AND 12TH FL CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: FLEMING ROBERT INC DATE OF NAME CHANGE: 19930429 SC 13G/A 1 FALCON PRODUCTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* FALCON PRODUCTS (Name of Issuer) COMMON STOCK (Title of Class of Securities) 306075102 (CUSIP Number) *The remainder of this cover shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip No. 306075102 13G Page 2 of 3 Pages 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ROBERT FLEMING INC. 13-3298866 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) Joint filing pursuant to Rule 13d-1 (f) (1) See Item 2 (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF 5. SOLE VOTING POWER SHARES BENEFICIALLY 6. SHARED VOTING POWER 752,149 OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 752,149 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 752,149 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.9% 12. TYPE OF REPORTING PERSON* IA Cusip No. 306075102 13G Page 3 of 3 Pages Schedule 13G Additional Information Item # 1. (a) Name of Issuer: FALCON PRODUCTS (b) Address of Issuer's Principal Executive Offices: 9387 DIELMAN INDUSTRIAL DRIVE ST. LOUIS, MO 63132 2. (a) Name of Person Filing: ROBERT FLEMING INC. (b) Address of Principal Business Office for Each of the Above: 320 Park Avenue, 11th Floor New York, NY 10022 (c) Citizenship: DELAWARE CORPORATION (d) Title of Class of Securities: COMMON STOCK (e) CUSIP Number: 306075102 3. This statement is filed pursuant to Rule 13d-1(b), or 13d-2(b). The person filing is a: IA 4. Ownership: (a) Amount Beneficially Owned as of December 31, 1997: (b) Percent of Class: 7.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote - (ii) shared power to vote or to direct the vote 752,149 (iii) sole power to dispose or to direct the disposition of - (iv) shared power to dispose or to direct the disposition of 752,149 5. Ownership of Five Percent or Less of a Class: N/A 6. Ownership of More than Five Percent on Behalf of Another Person: N/A 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: N/A 8. Identification and Classification of Members of the Group: N/A 9. Notice of Dissolution of Group: N/A 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 19, 1998 Signature: By /s/ Jonathan K. Simon Jonathan K. Simon Director - Robert Fleming, Inc. President - Fleming Capital Management, Division of RFI -----END PRIVACY-ENHANCED MESSAGE-----